Attachment 1	Operation Standards for Research Projects funded by UNIST

(Research Promotion Team 2018.08.28.)

		Basic Project (기본사업)					UNIST Self-funded Project (자체 연구사업)	ETC
		Institutional-specific project (UMI)			General project (일반사업)
		Settlement research (정착과제)	Outstanding research (우수 기초 연구아이디어)	Special project (특별과제)	Future-leading (미래선도형)	U-K Brand (Futrue-core <미래핵심>, Free innovation <자유혁신>)		Research Project Funded by Ulsan City (울산시 출연금 연구사업)
Research period		3 years	Set according to project characteristics		Set according to project characteristics		Set according to project characteristics
Participation rate of Full-time faculty1)		5% or less (required to accrued expense)			5% or less (required to accrued expense)		X
3책5공 (three projects as PI and five projects as Co-researcher for one researcher) 2)		X			X		X
PBS		X			X		X
Labor expenses of Student / part-time faculty / Extramural researcher7)		O			O		O
Item not to budget	existing	Labor Cost of full-time faculty/ allowance / equipment purchase expenses6)					Labor Cost of full-time faculty/ allowance
	changed	Labor Cost of full-time faculty / allowances / equipment purchase expenses6) / expenses for research commissioned
Types of report and when to submit them3)		Research performance & result report(research result description) : Within 1 month					Research performance & result report : Within 1 month	* Changeable upon request of the Ulsan City Activity Report : Within 1 month
Paper4) (Acknowledgement)		O			O		O	X
Patent5) (Acknowledgement)		O			O		O	X
Apply to the Rule of National R&D Management (국가연구개발사업의 관리 등에 관한 규정 준용 여부)		O			O		O	X

1) The participation rate calculated is included in the 130% of the national R & D project participation rate.

2) Relevant regulations: In accordance with Article 3 (scope of application), the  Rule of National R&D Management  does not apply to the basic projects of specific research institutes, and accordingly, the rule of (three projects as PI and five projects as Co-researcher for one researcher for one researcher_3책 5공) specified in Article 32 (Commitment to the Study) are not applied.

3) Criteria to replace the research result report (research result description) to a paper (Acknowledgement)

① In case of Indicating the only one project name (Project Number) to one paper

② In case of indicating several research projects(name, Project number) including UNIST project to two or more papers

4) Paper acknowledgement : ‘This work was supported by the 0000 Research Fund (Project Number) of UNIST(Ulsan National Institute of Science & Technology)’

※ It is possible to indicate several research projects(name, number) to one paper, however, not possible to indicate jointly the research projects funded by UNIST to one paper

5) Patent acknowledgement : Indicate research projects(name, number) at the invention report(발명신고서) on UNIST portal

6) In the case of settlement research, the cost of equipment purchase shall be limited to general-purpose equipment only if it is specified in the R & D plan.

※ general-purpose equipment: PC, printer and peripheral included

※ Limitation: Within 20% of the total research expenses

7) Participation of Extramural researcher can be done through the approval of research committee if necessary to participate in the project.

8) Expenses for promoting research activity shall be within 10% of the total research expenses. However, in the case of settlement research, it is possible to cover up to 20% of the total research expenses.

9) The expenditure for meeting(Conference Expenses can be up to 2% of the total research expenses, up to 2 million won.

※ Execution details apply to Article 7 (Conference Expenses) of the Guidelines on the Management of Research Project Implementation Expenses, and it can be executed when researchers (internal or external) is participating

10) Research Committee approval required in case of change request for research project title, research contents, research supervisor, research period, budget change (over 20% change between sub-items)

※ The research management team approves the request for the budget change within the limit of 20% of the sub-item

11) Exceptions may be made through deliberation of the research committee if there is a reasonable cause according to the financial resources of the research fund and the characteristics of the individual research project. (In the case of the Local Government Project, the exception is approved through local government approval)

12) In case of multi-year project, annual review and mid-term evaluation shall be conducted. However, annual review and mid-term evaluation may be omitted if approved by the research committee according to internal circumstances.

13) The project outside the list is operated in accordance with similar project standards in the above according to the project characteristics